# DALMASO NICHOLAS

DALMASO NICHOLAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (6).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/129288) | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | CHICAGO, IL |
| — | Form ADV | [GUGGENHEIM FUNDS DISTRIBUTORS, LLC](https://search.stillhousedata.com/firm/39805) | EXECUTIVE VICE PRESIDENT/DIRECTOR | CHICAGO, IL |
| — | Form ADV | [CLAYMORE INVESTMENTS, INC.](https://search.stillhousedata.com/firm/134254) | DIRECTOR, SECRETARY, CCO | TORONTO |
| — | Form ADV | [LADENBURG THALMANN FUND MANAGEMENT LLC](https://search.stillhousedata.com/firm/129787) | MANAGER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [CLAYMORE FUND MANAGEMENT COMPANY LLC.](https://search.stillhousedata.com/firm/108607) | MANAGER AND CHIEF COMPLIANCE OFFICER | WHEATON, IL |
| — | Form ADV | [PRINCETON CLAYMORE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/125140) | GENERAL COUNSEL | PRINCETON, NJ |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.