# RILEY JOHN JAMES

RILEY JOHN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [BOK FINANCIAL PRIVATE WEALTH, INC.](https://search.stillhousedata.com/firm/106733) | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | DENVER, CO |
| — | Form ADV | [TRANSFORM WEALTH, LLC.](https://search.stillhousedata.com/firm/283403) | CHIEF COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |
| — | Form ADV | [CORNERSTONE INVESTMENT SERVICES](https://search.stillhousedata.com/firm/129164) | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | PROVIDENCE, RI |
| — | Form ADV | [CRISTATA INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/148503) | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | [EAST LODGE CAPITAL PARTNERS LLP](https://search.stillhousedata.com/firm/172215) | PORTFOLIO MANAGER, PARTNER | LONDON |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.