# SMITH CLARENCE ANDREW

SMITH CLARENCE ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 31 filing roles across Form ADV (31).

## Filings (31)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [COMPOUND PLANNING, INC.](https://search.stillhousedata.com/firm/171787) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [WHITWELL & CO, LLC](https://search.stillhousedata.com/firm/331958) | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | [THEPARTNERS WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/314816) | CHIEF COMPLIANCE OFFICER | CARMEL BY THE SEA, CA |
| — | Form ADV | [TOLLESON PRIVATE WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/111838) | DEPTY CHIEF TECHNOLOGY OFFICER | DALLAS, TX |
| — | Form ADV | [NORTHROCK PARTNERS, LLC](https://search.stillhousedata.com/firm/167908) | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | [ARVEST WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/42057) | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | LOWELL, AR |
| — | Form ADV | [RESEARCH AFFILIATES](https://search.stillhousedata.com/firm/120440) | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NEWPORT BEACH, CA |
| — | Form ADV | [ELITE PORTFOLIOS](https://search.stillhousedata.com/firm/327535) | CCO | CARMEL BY THE SEA, CA |
| — | Form ADV | [UX WEALTH PARTNERS LLC](https://search.stillhousedata.com/firm/308983) | CHIEF COMPLIANCE OFFICER | CENTENNIAL, CO |
| — | Form ADV | [CAVALIER INVESTMENTS, LLC](https://search.stillhousedata.com/firm/281201) | CHIEF COMPLIANCE OFFICER | ALPHARETTA, GA |
| — | Form ADV | [GOELZER INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/44402) | OWNER | CARMEL, IN |
| — | Form ADV | [CALTIER ADVISORS, LLC](https://search.stillhousedata.com/firm/317263) | EXECUTIVE OFFICER | POWAY, CA |
| — | Form ADV | [RFM FINANCIAL SOLUTIONS, LLC](https://search.stillhousedata.com/firm/124468) | MANAGER | MT. PLEASANT, MI |
| — | Form ADV | [LANDAAS & COMPANY, LLC](https://search.stillhousedata.com/firm/47487) | GENERAL SECURITIES PRINCIPAL | MILWAUKEE, WI |
| — | Form ADV | [KEDAARA CAPITAL INVESTMENT MANAGERS LIMITED](https://search.stillhousedata.com/firm/165230) | DIRECTOR | EBENE |
| — | Form ADV | [SUMMIT CAPITAL SOLUTIONS LLC](https://search.stillhousedata.com/firm/281478) | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | [RED WAVE INVESTMENTS LLC](https://search.stillhousedata.com/firm/153198) | CHIEF COMPLIANCE OFFICER | DILLSBURG, PA |
| — | Form ADV | [UMB PRIVATE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/306374) | CCO | OVERLAND PARK, KS |
| — | Form ADV | [VIRTUE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/167816) | CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | [IMPRINT WEALTH LLC](https://search.stillhousedata.com/firm/322130) | CHIEF COMPLIANCE OFFICER | MOUNT PLEASANT, SC |
| — | Form ADV | [CAPTIAL ADVISOR NETWORK](https://search.stillhousedata.com/firm/297578) | OWNER/CHIEF COMPLIANCE OFFICER | LAFAYETTE, IN |
| — | Form ADV | [RAYLIANT INVESTMENT RESEARCH](https://search.stillhousedata.com/firm/306119) | CHIEF COMPLIANCE OFFICER | WALNUT, CA |
| — | Form ADV | [HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.](https://search.stillhousedata.com/firm/106454) | MEMBER | FAIRHOPE, AL |
| — | Form ADV | [HARTFORD INVESTMENT FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/45995) | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & DIRECTOR | SIMSBURY, CT |
| — | Form ADV | [HL INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/106077) | PRESIDENT, CEO, MANAGER | SIMSBURY, CT |
| — | Form ADV | [STONEWORKS ASSET MANAGEMENT LLP](https://search.stillhousedata.com/firm/145316) | PARTNER | LONDON |
| — | Form ADV | [GOLDPOINT PARTNERS LLC](https://search.stillhousedata.com/firm/116776) | VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | [LLOYDS INVESTMENT FUND MANAGERS LIMITED](https://search.stillhousedata.com/firm/160856) | COMPLIANCE OFFICER | JERSEY |
| — | Form ADV | [SMITH ASSOCIATES, LLC](https://search.stillhousedata.com/firm/142408) | SOLE MEMBER,SOLE MANAGER AND CEO | HOLLAND, MI |
| — | Form ADV | [DIRECT LENDING INVESTMENTS, LLC](https://search.stillhousedata.com/firm/282476) | CHIEF COMPLIANCE OFFICER | GLENDALE, CA |
| — | Form ADV | [ALTERNATIV LICENSED TURNKEY SOLUTIONS, INC.](https://search.stillhousedata.com/firm/323115) | CHIEF COMPLIANCE OFFICER | IRVINE, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.