# BOROWSKI LUANNE MARIE

BOROWSKI LUANNE MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 7 filing roles across Form ADV (7).

## Filings (7)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CETERA INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/165436) | CHIEF COMPLIANCE OFFICER | SCHAMBURG, IL |
| — | Form ADV | [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | RIA CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | ADVISORY CCO | SAN DIEGO, CA |
| — | Form ADV | [GREENBOOK INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/131563) | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | [FIRST ALLIED ASSET MANAGEMENT](https://search.stillhousedata.com/firm/140292) | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | [KEN STERN & ASSOCIATES INC](https://search.stillhousedata.com/firm/110092) | COMPLIANCE OFFICER | SAN DIEGO, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.