# SMITH MAX WAYNE

SMITH MAX WAYNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 8 filing roles across Form ADV (8).

## Filings (8)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [PFG ADVISORS, LLC](https://search.stillhousedata.com/firm/173344) | VP-COMPLIANCE | PHOENIX, AZ |
| — | Form ADV | [HILLSPRING FINANCIAL, INC.](https://search.stillhousedata.com/firm/113938) | CHAIRMAN / CHIEF COMPLIANCE OFFICER | SURPRISE, AZ |
| — | Form ADV | [SOLTIS INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/106134) | ADVISORY BOARD/PARTNER | ST GEORGE, UT |
| — | Form ADV | [BNP PARIBAS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/105952) | ASSOCIATED PERSON | NEW YORK, NY |
| — | Form ADV | [USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC.](https://search.stillhousedata.com/firm/106352) | SVP, ASSISTANT SECRETARY | SAN ANTONIO, TX |
| — | Form ADV | [INVESTORS FINANCIAL INC](https://search.stillhousedata.com/firm/109180) | CHAIRMAN | JOPLIN, MO |
| — | Form ADV | [PARKVIEW ADVISORS, LLC](https://search.stillhousedata.com/firm/174405) | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | [PRINCETON INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/171916) | MEMBER | HOUSTON, TX |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.