# RICK SAMANTHA

RICK SAMANTHA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 9 filing roles across Form ADV (9).

## Filings (9)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [FIRST SENTIER INVESTORS (US) LLC](https://search.stillhousedata.com/firm/170739) | CHIEF COMPLIANCE OFFICER AND DIRECTOR | NEW YORK, NY |
| — | Form ADV | [FIRST SENTIER INVESTORS (SINGAPORE)](https://search.stillhousedata.com/firm/165124) | CHIEF COMPLIANCE OFFICER FSIS | SINGAPORE |
| — | Form ADV | [NEUBERGER BERMAN BD LLC](https://search.stillhousedata.com/firm/2908) | DIRECTOR OF COMPLIANCE | NEW YORK, NY |
| — | Form ADV | [ASSET ALLIANCE ADVISORS INC.](https://search.stillhousedata.com/firm/113598) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [CREDIT AGRICOLE ASSET MANAGEMENT ALTERNATIVE INVESTMENTS, INC.](https://search.stillhousedata.com/firm/137337) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [CREDIT AGRICOLE STRUCTURED ASSET MANAGEMENT ADVISERS LLC](https://search.stillhousedata.com/firm/113419) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [LYRA CAPITAL LLC](https://search.stillhousedata.com/firm/129347) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [GROUP G CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/125412) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [AMUNDI INVESTMENTS USA, LLC](https://search.stillhousedata.com/firm/157317) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.