# SCHWARTZ DAVID HOWARD

SCHWARTZ DAVID HOWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 10 filing roles across Form ADV (10).

## Filings (10)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | VP/CHIEF COMPLIANCE OFFICER/CROP | WINDSOR, CT |
| — | Form ADV | [FCCI CONSULTING, LLC](https://search.stillhousedata.com/firm/111457) | SHAREHOLDER | GREAT NECK, NY |
| — | Form ADV | [CENTARA CAPITAL MANAGEMENT GROUP, INC.](https://search.stillhousedata.com/firm/114880) | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | [MATTERHORN ASSET MANAGEMENT CORP](https://search.stillhousedata.com/firm/104678) | SHAREHOLDER | YARDLEY, PA |
| — | Form ADV | [INDEPENDENT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/125953) | EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR | SAN DIEGO, CA |
| — | Form ADV | [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | VICE PRESIDENT, CCO, CROP | PHOENIX, AZ |
| — | Form ADV | [SENTRA SECURITIES CORPORATION](https://search.stillhousedata.com/firm/10249) | VICE PRESIDENT, CCO, CROP | PHOENIX, AZ |
| — | Form ADV | [SPELMAN & CO., INC.](https://search.stillhousedata.com/firm/10232) | VICE PRESIDENT, CCO & CROP | PHOENIX, AZ |
| — | Form ADV | [GLP INVESTMENT MANAGEMENT PTE. LTD.](https://search.stillhousedata.com/firm/166805) | DIRECTOR | SINGAPORE |
| — | Form ADV | [EXCELSIOR OPPORTUNITY ADVISORS LLC](https://search.stillhousedata.com/firm/163123) | MANAGING MEMBER | LAKE SUCCESS, NY |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.