# SWANSON ANN MARIE

SWANSON ANN MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 26 filing roles across Form ADV (26).

## Filings (26)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [USA MUTUALS ADVISORS, INC.](https://search.stillhousedata.com/firm/131750) | CHIEF COMPLIANCE OFFICER | CONCORD, MA |
| — | Form ADV | [EAGLE GROUP FINANCE LOAN CORP.](https://search.stillhousedata.com/firm/283364) | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | [POST ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/108860) | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | [SWBC INVESTMENT ADVISORY SERVICES LLC](https://search.stillhousedata.com/firm/156155) | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | [CONGRESS ASSET MANAGEMENT COMPANY, LLP](https://search.stillhousedata.com/firm/105161) | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | [MSOUTH EQUITY PARTNERS, LLC](https://search.stillhousedata.com/firm/157601) | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | [BROADMARK ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/109422) | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | [DSF ADVISORS, LLC](https://search.stillhousedata.com/firm/283411) | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | [QSEMBLE CAPITAL MANAGEMENT, LP](https://search.stillhousedata.com/firm/290920) | CHIEF COMPLIANCE OFFICER | NEW YORK CITY, NY |
| — | Form ADV | [THOMASPARTNERS, INC.](https://search.stillhousedata.com/firm/104966) | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | [PALACE CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/124859) | DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | SANTA FE, NM |
| — | Form ADV | [ALETHEIA RESEARCH AND MANAGEMENT INC](https://search.stillhousedata.com/firm/107877) | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | [F-SQUARED INVESTMENTS, INC](https://search.stillhousedata.com/firm/146673) | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | [F-SQUARED INSTITUTIONAL ADVISORS, LLC](https://search.stillhousedata.com/firm/154802) | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | [TRANSAMERICA INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/108488) | VICE PRESIDENT, GENERAL COUNSEL | LOS ANGELES, CA |
| — | Form ADV | [TRANSAMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/150028) | VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY | LOS ANGELES, CA |
| — | Form ADV | [F-SQUARED RETIREMENT SOLUTIONS, LLC](https://search.stillhousedata.com/firm/157639) | CHIEF COMPLIANCE OFFICER | WELLESLEY, MA |
| — | Form ADV | [CANYON BRIDGE MANAGEMENT CORP.](https://search.stillhousedata.com/firm/285595) | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | [F-SQUARED CAPITAL, LLC](https://search.stillhousedata.com/firm/166945) | CHIEF COMPLIANCE OFFICER | WELLESLEY, MA |
| — | Form ADV | [F-SQUARED ALTERNATIVE INVESTMENTS, LLC](https://search.stillhousedata.com/firm/158464) | CHIEF COMPLIANCE OFFICER | NEWTON, MA |
| — | Form ADV | [EMPYREAL INVESTMENTS,  LLC](https://search.stillhousedata.com/firm/160183) | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | [ACTIVE ALTS INC.](https://search.stillhousedata.com/firm/283778) | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | [ACTIVE ALTS INC.](https://search.stillhousedata.com/firm/285036) | CHIEF COMPLIANCE OFFICER | WESTPORT, CT |
| — | Form ADV | [CANYON BRIDGE CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/286596) | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | [CANYON BRIDGE MANAGEMENT (HONG KONG) LIMITED](https://search.stillhousedata.com/firm/286597) | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | [CANYON BRIDGE MANAGEMENT CONSULTING (BEIJING) CO LTD](https://search.stillhousedata.com/firm/286595) | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.