# ROGERS RICHARD JAMES

ROGERS RICHARD JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 9 filing roles across Form ADV (9).

## Filings (9)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [RBC PRIVATE COUNSEL (USA) INC.](https://search.stillhousedata.com/firm/109648) | DIRECTOR | TORONTO, ON |
| — | Form ADV | [WOLVER HILL ASSET MANAGEMENT ASIA LIMITED](https://search.stillhousedata.com/firm/321996) | CHIEF EXECUTIVE OFFICER, DIRECTOR & RESPONSIBLE OFFICER | HONG KONG |
| — | Form ADV | [ROGERS INVESTMENT ADVISORS K.K.](https://search.stillhousedata.com/firm/162896) | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | TOKYO |
| — | Form ADV | [ACME CREDIT PARTNERS LLC](https://search.stillhousedata.com/firm/328087) | MANAGING PARTNER | NEW YORK, NY |
| — | Form ADV | [TOMPKINS WEALTH MANAGEMENT INC.](https://search.stillhousedata.com/firm/110125) | COO, DIRECTOR | PITTSFORD, NY |
| — | Form ADV | [JACKSON FINANCIAL MANAGEMENT](https://search.stillhousedata.com/firm/108029) | CHIEF INVESTMENT OFFICER | COSTA MESA, CA |
| — | Form ADV | [CPFA, LLC](https://search.stillhousedata.com/firm/118192) | OWNER, CHEIF COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |
| — | Form ADV | [ENSEMBLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/17443) | PRESIDENT AND FINOP OF ENSEMBLE FINANCIAL SERVICES INC. CEO AND DIRECTOR OF AM&M FINANCIAL SERVICES- PARENT COMPANY | PITTSFORD, NY |
| — | Form ADV | [BROADSTONE REAL ESTATE, LLC](https://search.stillhousedata.com/firm/160628) | CHIEF COMPLIANCE OFFICER | ROCHESTER, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.