# KAPLAN MARK ELLIOT

KAPLAN MARK ELLIOT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (6).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.](https://search.stillhousedata.com/firm/159296) | CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | [SMITH GROUP ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/313265) | CHIEF OPERATING OFFICER | DALLAS, TX |
| — | Form ADV | [SG AMERICAS SECURITIES, LLC](https://search.stillhousedata.com/firm/128351) | CHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, DIRECTOR | NEW YORK, NY |
| — | Form ADV | [ADVANTAGE ADVISERS INC](https://search.stillhousedata.com/firm/110448) | BOARD MEMBER, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [SG COWEN SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7616) | CHIEF LEGAL OFFICER - NON-EMPLOYEE DIRECTOR | NEW YORK, NY |
| — | Form ADV | [ADVANTAGE INDIA, INC.](https://search.stillhousedata.com/firm/111502) | GENERAL COUNSEL & MANAGING DIRECTOR | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.