# ROSE THOMAS GORDON

ROSE THOMAS GORDON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [QS BATTERYMARCH FINANCIAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/110452) | CHIEF FINANCIAL OFFICER AND TREASURER | NEW YORK, NY |
| — | Form ADV | [QS INVESTORS, LLC](https://search.stillhousedata.com/firm/152688) | CHIEF FINANCIAL OFFICER AND TREASURER | NEW YORK, NY |
| — | Form ADV | [QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC](https://search.stillhousedata.com/firm/142333) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | [J. & W. SELIGMAN & CO. INCORPORATED](https://search.stillhousedata.com/firm/104718) | SENIOR VICE PRESIDENT, CORPORATE FINANCE | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.