# HAPPE MARK JONATHAN

HAPPE MARK JONATHAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | INTERIM CHIEF COMPLIANCE OFFICER, VFA BROKER-DEALER | HOUSTON, TX |
| — | Form ADV | [MMA SECURITIES LLC](https://search.stillhousedata.com/firm/44254) | PRESIDENT | NEW YORK, NY |
| — | Form ADV | [MAI CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/109807) | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | [MMC SECURITIES LLC](https://search.stillhousedata.com/firm/103846) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.