# KLOPFENSTEIN GARY CARLTON

KLOPFENSTEIN GARY CARLTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111135) | SENIOR MANAGING DIRECTOR | CHICAGO, IL |
| — | Form ADV | [BERENBERG ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/171274) | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | [GK INVESTMENT MANAGEMENT, INC](https://search.stillhousedata.com/firm/121156) | PRESIDENT | CHICAGO, IL |
| — | Form ADV | [MESIROW FINANCIAL ALTERNATIVE INVESTMENTS, LLC](https://search.stillhousedata.com/firm/158314) | SENIOR MANAGING DIRECTOR | CHICAGO, IL |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.