# SMITH THOMAS J

SMITH THOMAS J appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 6 filing roles across Form ADV (6).

## Filings (6)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [MARSHALL + STERLING WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/164345) | TRUSTEE | POUGHKEEPSIE, NY |
| — | Form ADV | [CANAL CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/164971) | MEMBER | RICHMOND, VA |
| — | Form ADV | [SMITH AFFILIATED CAPITAL CORP.](https://search.stillhousedata.com/firm/107675) | CO-PRESIDENT \\ SHAREHOLDER | NEW YORK, NY |
| — | Form ADV | [MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/130352) | DIRECTOR | NY, NY |
| — | Form ADV | [JPMORGAN INVESTMENT ADVISORS INC.](https://search.stillhousedata.com/firm/107247) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | [AVEBURY ASSET MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/113739) | VICE PRESIDENT & PORTFOLIO MANAGER | LONDON |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.