# DUFFY THOMAS MICHAEL

DUFFY THOMAS MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [KARPUS MANAGEMENT INC](https://search.stillhousedata.com/firm/110275) | CLIENT SUPPORT MANAGER | PITTSFORD, NY |
| — | Form ADV | [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | PRESIDENT & CHIEF EXECUTIVE OFFICER | HOUSTON, TX |
| — | Form ADV | [SYNTRINSIC INVESTMENT COUNSEL, LLC.](https://search.stillhousedata.com/firm/147978) | CHIEF INVESTMENT OFFICER | DENVER, CO |
| — | Form ADV | [GRANITE SECURITIES, LLC](https://search.stillhousedata.com/firm/104255) | CHIEF COMPLIANCE OFFICER | WOODBURY, NY |
| — | Form ADV | [MONROE CAPITAL BDC ADVISORS, LLC](https://search.stillhousedata.com/firm/157076) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.