# SHIELDS JAMES L

SHIELDS JAMES L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST](https://search.stillhousedata.com/firm/105390) | SR. VICE PRESIDENT, CIO | PHILADELPHIA, PA |
| — | Form ADV | [TIFF ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/34939) | VICE PRESIDENT/CHIEF INFO OFFICER | RADNOR, PA |
| — | Form ADV | [RETIREMENT FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/107274) | SVP/CHIEF INFORMATION OFFICER | PHILADELPHIA, PA |
| — | Form ADV | [DELAWARE CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/107270) | SVP/CHIEF INFORMATION OFFICER | PHILADELPHIA, PA |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.