# COOK JOSEPH ANDREW

COOK JOSEPH ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 4 filing roles across Form ADV (4).

## Filings (4)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | BROKER-DEALER CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | [ARETE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/145488) | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | [WINDHAVEN INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/155138) | SVP & CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | [CHARLES SCHWAB INVESTMENT ADVISORY, INC.](https://search.stillhousedata.com/firm/151739) | CHIEF COMPLIANCE OFFICER & SVP | SAN FRANCISCO, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.