# PLOTKIN HOWARD R

PLOTKIN HOWARD R appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [NEUBERGER BERMAN INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/124687) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [LEHMAN BROTHERS INC.](https://search.stillhousedata.com/firm/7506) | DIRECTOR OF COMPLIANCE | NEW YORK, NY |
| — | Form ADV | [LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC](https://search.stillhousedata.com/firm/112468) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [LEHMAN BROTHERS FUTURE ASSET MANAGEMENT CORP/NY](https://search.stillhousedata.com/firm/109005) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.