# VANNOY-PINEDA KATHLEEN DENISE

VANNOY-PINEDA KATHLEEN DENISE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 8 filing roles across Form ADV (8).

## Filings (8)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | CHIEF COMPLIANCE OFFICER-BROKERAGE | FORT MILL, SC |
| — | Form ADV | [TIAA-CREF TUITION FINANCING, INC.](https://search.stillhousedata.com/firm/108580) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | [WATERSTONE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/10078) | CHIEF COMPLIANCE OFFICER | ITASCA, IL |
| — | Form ADV | [MUTUAL SERVICE CORPORATION](https://search.stillhousedata.com/firm/4806) | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | [ASSOCIATED PLANNERS INVESTMENT ADVISORY INC](https://search.stillhousedata.com/firm/104790) | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | [ASSOCIATED SECURITIES CORP.](https://search.stillhousedata.com/firm/12969) | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | EVP AND CHIEF COMPLIANCE OFFICER OF THE BROKER-DEALER | CHARLOTTE, NC |
| — | Form ADV | [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | SENIOR VICE PRESIDENT, BD CHIEF COMPLIANCE OFFICER AND SECRETARY | GREENWOOD VILLAGE, CO |


---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.