# CAPEZZUTO JAMES ANDREW

CAPEZZUTO JAMES ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 14 filing roles across Form ADV (14).

## Filings (14)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | IA-CCO | NEW YORK, NY |
| — | Form ADV | [ABRDN INC.](https://search.stillhousedata.com/firm/111069) | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |
| — | Form ADV | [OPPENHEIMER INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/133243) | CCO | NEW YORK, NY |
| — | Form ADV | [OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/140485) | CCO | NEW YORK, NY |
| — | Form ADV | [ADVANTAGE ADVISERS MANAGEMENT, LLC](https://search.stillhousedata.com/firm/108180) | CCO | NEW YORK, NY |
| — | Form ADV | [ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.](https://search.stillhousedata.com/firm/108178) | CCO | NEW YORK, NY |
| — | Form ADV | [OPPENHEIMER ASSET MANAGEMENT](https://search.stillhousedata.com/firm/105559) | CCO | NEW YORK, NY |
| — | Form ADV | [NYL INVESTORS LLC](https://search.stillhousedata.com/firm/169553) | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | [ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC](https://search.stillhousedata.com/firm/108181) | CCO | NEW YORK, NY |
| — | Form ADV | [DB INVESTMENT MANAGERS, INC](https://search.stillhousedata.com/firm/108204) | SECRETARY AND DIRECTOR | NEW YORK, NY |
| — | Form ADV | [ABERDEEN ASSET MANAGEMENT INVESTMENT SERVICES LIMITED](https://search.stillhousedata.com/firm/107302) | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | [BANC OF AMERICA INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/104713) | CHIEF COMPLIANCE OFFICER | JERSEY CITY, NJ |
| — | Form ADV | [CORNERSTONE CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/107366) | CHIEF COMPLIANCE OFFICER | EDINA, MN |
| — | Form ADV | [CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC](https://search.stillhousedata.com/firm/148500) | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.