# KELLY CATHERINE ANN

KELLY CATHERINE ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 9 filing roles across Form ADV (9).

## Filings (9)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [FEDERMANN FINANCIAL ADVISORS INC.](https://search.stillhousedata.com/firm/129975) | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | ROCKY POINT, NY |
| — | Form ADV | [GRACE & WHITE, INC](https://search.stillhousedata.com/firm/110761) | INACTIVE INVESTOR | NEW YORK, NY |
| — | Form ADV | [GREAT LAKES ADVISORS, INC.](https://search.stillhousedata.com/firm/106179) | SHAREHOLDER/DIRECTOR, SALES&MARKETING | CHICAGO, IL |
| — | Form ADV | [GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH](https://search.stillhousedata.com/firm/157277) | DIRECTOR OF GALENA (CAYMAN) LIMITED | GENEVA |
| — | Form ADV | [GALENA ASSET MANAGEMENT LIMITED](https://search.stillhousedata.com/firm/140945) | DIRECTOR OF GALENA MALACHITE LIMITED | LONDON |
| — | Form ADV | [GALENA PRIVATE EQUITY RESOURCES LIMITED](https://search.stillhousedata.com/firm/162527) | DIRECTOR | GRAND CAYMAN |
| — | Form ADV | [GALENA (CAYMAN) LIMITED](https://search.stillhousedata.com/firm/162529) | DIRECTOR | GEORGE TOWN |
| — | Form ADV | [GALENA (MALACHITE) LIMITED](https://search.stillhousedata.com/firm/162530) | DIRECTOR | GEORGE TOWN |
| — | Form ADV | [CAPITAL ONE INVESTING, INC.](https://search.stillhousedata.com/firm/285084) | CHIEF OPERATIONS OFFICER | MCLEAN, VA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.