# ROTH GORDON JAMES

ROTH GORDON JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 5 filing roles across Form ADV (5).

## Filings (5)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [LEAPFROG INVESTMENTS GROUP, LTD.](https://search.stillhousedata.com/firm/169188) | SHAREHOLDER | EBENE |
| — | Form ADV | [RIVI CAPITAL LLC](https://search.stillhousedata.com/firm/283779) | MANAGER, BOARD OF MANAGERS | AUSTIN, TX |
| — | Form ADV | [ROTH CAPITAL PARTNERS GP, LLC](https://search.stillhousedata.com/firm/113757) | CHIEF FINANCIAL OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | [LEAPFROG INVESTMENTS LTD.](https://search.stillhousedata.com/firm/165150) | PARTNER OF CL2 LLP | EBENE |
| — | Form ADV | [RX3, LLC](https://search.stillhousedata.com/firm/297294) | MANAGER OF LLC | IRVINE, CA |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.