# ROBERTS RICHARD JAMES

ROBERTS RICHARD JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [TCFG INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/166606) | PRESIDENT | LAGUNA NIGUEL, CA |
| — | Form ADV | [SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED](https://search.stillhousedata.com/firm/304931) | HEAD OF PARTFOLIO CONSTRUCTION | NORTH SYDNEY, NEW SOUTH WALES |
| — | Form ADV | [SOUTHPEAK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/170684) | PORTFOLIO MANAGER AND HEAD OF RESEARCH | STAMFORD, CT |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.