# CARROLL DAVID MATTHEW

CARROLL DAVID MATTHEW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [WELLS FARGO INVESTMENT INSTITUTE, INC.](https://search.stillhousedata.com/firm/133204) | DIRECTOR (BOARD MEMBER) | CHARLOTTE, NC |
| — | Form ADV | [STONEPINE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/139891) | CHIEF COMPLIANCE OFFICER | BEND, OR |
| — | Form ADV | [ROCKBRIDGE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/115754) | MEMBER | SYRACUSE, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.