# BALLARD JAMES DAVID

BALLARD JAMES DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 12 filing roles across Form ADV (12).

## Filings (12)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CETERA INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/165436) | MANAGER | SCHAMBURG, IL |
| — | Form ADV | [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | DIRECTOR | SCOTTSDALE, AZ |
| — | Form ADV | [CETERA ADVISORY SERVICES LLC](https://search.stillhousedata.com/firm/285648) | CHIEF OPERATIONS OFFICER | EL SEGUNDO, CA |
| — | Form ADV | [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | OFFICER | SAN DIEGO, CA |
| — | Form ADV | [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | VP | SAN DIEGO, CA |
| — | Form ADV | [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | DIRECTOR | OAKDALE, MN |
| — | Form ADV | [SAGEPOINT FINANCIAL, INC.](https://search.stillhousedata.com/firm/133763) | DIRECTOR | PHOENIX, AZ |
| — | Form ADV | [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | DIRECTOR | ATLANTA, GA |
| — | Form ADV | [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | VICE PRESIDENT | BOCA RATON, FL |
| — | Form ADV | [CETERA ADVISOR NETWORKS LLC](https://search.stillhousedata.com/firm/13572) | MANAGER AND VICE PRESIDENT | EL SEGUNDO, CA |
| — | Form ADV | [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | VICE PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | VICE PRESIDENT | GREENWOOD VILLAGE, CO |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.