# ROCKEY JOAN KATHRYN

ROCKEY JOAN KATHRYN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 7 filing roles across Form ADV (7).

## Filings (7)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [CASTLEARK MANAGEMENT LLC](https://search.stillhousedata.com/firm/109587) | MEMBER, PREFERRED AND COMMON | CHICAGO, IL |
| — | Form ADV | [CERITY PARTNERS LLC](https://search.stillhousedata.com/firm/151559) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | [CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC](https://search.stillhousedata.com/firm/164198) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | [SAGE ADVISORS, LLC](https://search.stillhousedata.com/firm/148964) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | [THE MATHER GROUP, LLC](https://search.stillhousedata.com/firm/156005) | CHIEF FINANCIAL OFFICER | CHICAGO, IL |
| — | Form ADV | [PERMANENT CAPITAL VENTURES MANAGEMENT, LLC](https://search.stillhousedata.com/firm/331374) | CHIEF FINANCIAL OFFICER | CHICAGO, IL |
| — | Form ADV | [BAJA WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/289592) | CHIEF FINANCIAL OFFICER | NEW YORK, NY |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.