# Cox James Thomas

Cox James Thomas appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. 3 filing roles across Form ADV (3).

## Filings (3)

| Filed | Source | Entity | Role | Location |
| --- | --- | --- | --- | --- |
| — | Form ADV | [PEAK WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/332411) | FOUNDER AND CHIEF COMPLIANCE OFFICER | SARATOGA SPRINGS, NY |
| — | Form ADV | [RETIREMENT PLANNING GROUP, LLC](https://search.stillhousedata.com/firm/310647) | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | MALTA, NY |
| — | Form ADV | [PROVIDENCE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/124839) | PRESIDENT/CCO | OVERLAND PARK, KS |


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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.