# THOMAS ALAN HOFFMAN

THOMAS ALAN HOFFMAN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with ASSET ONE WEALTH MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ASSET ONE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/336350) | 2026-04-22 | present | Yes |
| [RBA WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/291029) | 2019-11-01 | 2026-03-30 | — |
| [PKS ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/125648) | 2017-11-03 | 2018-01-03 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-08-31 | 2017-11-06 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 1997-12-31 | 2010-09-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1000278)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1000278.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.