# JOSEPH ANTHONY PENA

JOSEPH ANTHONY PENA is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2017-11-29 | present | Yes |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2013-05-28 | 2017-11-29 | — |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2013-05-10 | 2013-05-23 | — |
| [FINANCIAL ADVISERS OF AMERICA, LLC](https://search.stillhousedata.com/firm/142170) | 2011-11-02 | 2013-05-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1007327)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1007327.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.