# RALPH EDWARD SMITH

RALPH EDWARD SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with NAUTICAL STAR FINANCIAL GROUP LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NAUTICAL STAR FINANCIAL GROUP LLC](https://search.stillhousedata.com/firm/316426) | 2024-01-02 | present | Yes |
| [SMITH CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/169788) | 2014-01-02 | 2023-12-31 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2012-12-07 | 2013-12-31 | — |
| [INVESTORS SECURITY COMPANY, INC.](https://search.stillhousedata.com/firm/2331) | 2009-11-02 | 2012-12-07 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2008-07-07 | 2009-10-26 | — |
| [SPECTRUM FINANCIAL INC](https://search.stillhousedata.com/firm/105618) | 2007-10-10 | 2009-11-11 | — |
| [LIBERTY CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/107624) | 2006-05-08 | 2006-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1034694)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1034694.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.