# JAMES S SCOTT FLECK

JAMES S SCOTT FLECK is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2019-10-10 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2013-05-22 | 2019-10-21 | — |
| [D.A. DAVIDSON & CO.](https://search.stillhousedata.com/firm/199) | 2007-06-01 | 2011-07-15 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2005-02-07 | 2007-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1035159)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1035159.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.