# JIM ALAN YOCKEY

JIM ALAN YOCKEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2019-08-22 | present | Yes |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2016-03-03 | 2019-08-22 | — |
| [INVESTMENT CENTERS OF AMERICA, INC.](https://search.stillhousedata.com/firm/16443) | 2012-08-06 | 2016-03-03 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2008-10-17 | 2012-08-20 | — |
| [WFG ADVISORS, LP](https://search.stillhousedata.com/firm/125073) | 2008-04-30 | 2008-10-15 | — |
| [WFG ADVISORS, LP](https://search.stillhousedata.com/firm/125073) | 2006-11-10 | 2007-09-07 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2005-05-16 | 2005-12-31 | — |
| [FISHER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107342) | 2001-08-01 | 2003-04-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1055280)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1055280.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.