# CARMEN GUY CERCONE

CARMEN GUY CERCONE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-08-15 | present | Yes |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2016-08-04 | 2023-08-14 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2009-01-28 | 2016-07-21 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2007-02-13 | 2009-01-30 | — |
| [HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS](https://search.stillhousedata.com/firm/107773) | 2006-03-17 | 2009-11-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1055386)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1055386.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.