# GREGORY PAUL RICKS

GREGORY PAUL RICKS is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with AE WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2019-05-07 | present | Yes |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2019-04-17 | 2019-05-08 | — |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2017-10-31 | 2019-04-23 | — |
| [GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES](https://search.stillhousedata.com/firm/159495) | 2012-06-04 | 2017-11-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1060841)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1060841.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.