# RICHARD DEAN SPIVEY

RICHARD DEAN SPIVEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with THE L. WARNER COMPANIES, INC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THE L. WARNER COMPANIES, INC](https://search.stillhousedata.com/firm/108001) | 2026-01-12 | present | Yes |
| [UNITED BROKERAGE SERVICES, INC](https://search.stillhousedata.com/firm/39062) | 2014-02-07 | 2016-08-30 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2005-01-03 | 2009-07-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1062792)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1062792.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.