# STEPHEN JAMES RESCH

STEPHEN JAMES RESCH is an investment adviser representative (IAR) with state registration records since 1995, appearing at 5 firms. Currently registered with RESCH FINANCIAL GROUP LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RESCH FINANCIAL GROUP LLC](https://search.stillhousedata.com/firm/328873) | 2023-11-28 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2017-10-30 | 2023-12-31 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2006-03-31 | 2017-11-01 | — |
| [OSAIC FS, INC.](https://search.stillhousedata.com/firm/3870) | 2003-03-10 | 2006-04-03 | — |
| [POLARIS ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/109435) | 1995-06-05 | 2003-03-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1066945)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1066945.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.