# TRACY DIANE GANGONE

TRACY DIANE GANGONE is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with ROBERT W. BAIRD & CO. INCORPORATED.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROBERT W. BAIRD & CO. INCORPORATED](https://search.stillhousedata.com/firm/8158) | 2019-10-18 | present | Yes |
| [J.J.B. HILLIARD, W.L. LYONS, LLC](https://search.stillhousedata.com/firm/453) | 2014-09-10 | 2019-10-18 | — |
| [PATRIOT INVESTMENT MANAGEMENT GROUP INC](https://search.stillhousedata.com/firm/112155) | 2014-05-20 | 2014-09-05 | — |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2013-06-25 | 2013-11-14 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2011-10-11 | 2013-04-16 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2005-06-07 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2000-09-14 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1073891)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1073891.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.