# RICHARD WILLIAM VINCENT

RICHARD WILLIAM VINCENT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC](https://search.stillhousedata.com/firm/8361) | 2020-02-26 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2010-05-04 | 2020-03-06 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2010-05-27 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-11-18 | 2009-06-01 | — |
| [OPPENHEIMER ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/105559) | 2003-04-15 | 2005-12-02 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2003-01-03 | 2003-04-15 | — |
| [CIBC WORLD MARKETS CORP.](https://search.stillhousedata.com/firm/630) | 2002-06-24 | 2003-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1091826)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1091826.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.