# STEPHEN JOSEPH LOCKE

STEPHEN JOSEPH LOCKE is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with FIRST ADVISORS NATIONAL, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST ADVISORS NATIONAL, LLC](https://search.stillhousedata.com/firm/166212) | 2014-04-02 | present | Yes |
| [ALPHASTAR CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157423) | 2012-11-30 | 2014-04-01 | — |
| [TOWER SQUARE SECURITIES, INC.](https://search.stillhousedata.com/firm/833) | 2005-07-14 | 2006-12-20 | — |
| [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | 2004-11-09 | 2005-03-14 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 1999-08-06 | 2002-07-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1122385)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1122385.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.