# KERI LYN JAMES

KERI LYN JAMES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-08-31 | present | Yes |
| [EXENCIAL WEALTH ADVISORS](https://search.stillhousedata.com/firm/130475) | 2004-06-08 | 2004-12-02 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2004-05-03 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2001-07-12 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1135666)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1135666.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.