# TERESA ROSE SOPPET

TERESA ROSE SOPPET is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2009-01-06 | present | Yes |
| [OPPENHEIMER ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/105559) | 2003-04-15 | 2007-11-13 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2003-01-03 | 2009-01-16 | — |
| [CIBC WORLD MARKETS CORP.](https://search.stillhousedata.com/firm/630) | 2001-08-09 | 2003-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1137104)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1137104.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.