# KEITH SMITH

KEITH SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with RBC ROCHDALE, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC ROCHDALE, LLC](https://search.stillhousedata.com/firm/117198) | 2024-02-07 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2022-01-20 | 2024-01-04 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2015-09-08 | 2022-01-25 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2014-09-22 | 2015-09-10 | — |
| [SMITH PORTFOLIO REVIEW SERVICE, L.L.C.](https://search.stillhousedata.com/firm/149958) | 2009-07-07 | 2009-10-20 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2000-02-10 | 2009-03-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1147300)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1147300.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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