# THOMAS PRESTON FALTER

THOMAS PRESTON FALTER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOUND INCOME STRATEGIES, LLC](https://search.stillhousedata.com/firm/173272) | 2019-08-16 | present | Yes |
| [GLOBAL INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/121442) | 2017-01-05 | 2019-12-26 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2016-10-03 | 2016-11-11 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2005-01-03 | 2016-10-03 | — |
| [EASTERN POINT ADVISORS INC.](https://search.stillhousedata.com/firm/107123) | 1998-08-03 | 2004-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1154956)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1154956.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.