# STUART RAY GARDNER

STUART RAY GARDNER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT ADVISOR ALLIANCE, LLC](https://search.stillhousedata.com/firm/168267) | 2026-05-01 | present | Yes |
| [CHARLOTTE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/311058) | 2021-01-28 | 2026-05-15 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2009-03-31 | 2009-04-13 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2004-01-05 | 2009-03-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2001-12-31 | 2004-01-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1157748)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1157748.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.