# HERBERT LEE NEALY

HERBERT LEE NEALY is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with RMR WEALTH BUILDERS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RMR WEALTH BUILDERS, INC.](https://search.stillhousedata.com/firm/169005) | 2018-11-29 | present | Yes |
| [CALTON & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/20999) | 2014-02-06 | 2022-02-23 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2013-05-23 | 2013-12-23 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2013-04-10 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-09-05 | 2011-01-03 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 1997-07-08 | 2002-11-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1171274)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1171274.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.