# ERNEST ANTHONY COZZI

ERNEST ANTHONY COZZI is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2019-09-17 | 2021-05-20 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2015-10-20 | 2019-09-09 | — |
| [J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/124446) | 2011-09-23 | 2015-11-13 | — |
| [WORKMAN SECURITIES CORPORATION](https://search.stillhousedata.com/firm/31898) | 2006-12-20 | 2011-09-28 | — |
| [1717 CAPITAL MANAGEMENT COMPANY](https://search.stillhousedata.com/firm/4082) | 1998-03-08 | 2007-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1173200)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1173200.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.