# DAVID ROBERT FREDERICK

DAVID ROBERT FREDERICK is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [PACIFIC WEST FINANCIAL CONSULTANTS INC](https://search.stillhousedata.com/firm/108728) | 2008-02-15 | 2012-02-28 | — |
| [SPIRE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/113908) | 2005-12-06 | 2008-02-15 | — |
| [GROVE POINT INVESTMENTS, LLC](https://search.stillhousedata.com/firm/1763) | 2002-12-02 | 2005-11-21 | — |
| [HARKINS INVESTMENT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/123034) | 1997-06-17 | 2002-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1179062)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1179062.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
