# JAMES VINCENT ROGAN

JAMES VINCENT ROGAN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FINANCIAL MANAGEMENT STRATEGIES, INC.](https://search.stillhousedata.com/firm/120818) | 2015-08-31 | present | Yes |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2013-12-19 | 2015-07-31 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2011-04-07 | 2015-07-31 | — |
| [MM ASCEND LIFE INVESTOR SERVICES, LLC](https://search.stillhousedata.com/firm/36451) | 2009-12-23 | 2010-08-02 | — |
| [VOYA FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/34815) | 2004-07-28 | 2010-01-08 | — |
| [GUNNALLEN FINANCIAL, INC](https://search.stillhousedata.com/firm/17609) | 2003-07-29 | 2004-08-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1180646)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1180646.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.