# MICHAEL ANTHONY PUGLIESE

MICHAEL ANTHONY PUGLIESE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 10 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-15 | present | Yes |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2017-06-14 | 2025-05-15 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2016-07-05 | 2017-06-01 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2012-09-20 | 2016-06-09 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2012-02-10 | 2012-05-25 | — |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2010-05-24 | 2011-08-26 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2008-11-12 | 2010-04-28 | — |
| [CONNECTICUT INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/110462) | 2007-04-12 | 2008-06-27 | — |
| [NEWALLIANCE INVESTMENTS, INC.](https://search.stillhousedata.com/firm/126880) | 2006-05-17 | 2007-04-05 | — |
| [PEOPLE'S SECURITIES, INC.](https://search.stillhousedata.com/firm/13704) | 2005-06-06 | 2006-04-05 | — |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2004-06-01 | 2005-06-20 | — |
| [PEOPLE'S SECURITIES, INC.](https://search.stillhousedata.com/firm/13704) | 2002-07-25 | 2004-05-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1183060)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1183060.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.