# PATRICIA CAROL THOM

PATRICIA CAROL THOM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2021-08-26 | present | Yes |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2012-07-02 | 2017-09-21 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2005-07-11 | 2012-07-02 | — |
| [THE THOM GROUP](https://search.stillhousedata.com/firm/122968) | 2003-01-21 | 2017-11-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1192935)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1192935.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.